By: Stephen
C. Neff, Reader in Law – Public International Law, University of Edinburgh Law
School
One of the hoariest sayings in the international law
and politics business is that peace is to be regarded as the normal state of
affairs, and war as exceptional. This in turn has led to an insistence that
there be some kind of clear marking of the transition between a state of peace
and a state of war. Count on Gustave Flaubert to come up with le mot juste (as the French would say). “Hostilities,” he remarked, “are like
oysters, they have to be opened.”
The trouble is, that there are various ways of opening
hostilities (and, no doubt, oysters too). The most obvious is the issuing of a
declaration of war. In close second place is the issuing of an ultimatum,
setting out conditions which must be met by a specified time – and failing
which, a state of war will automatically ensue. A sort of inverse ultimatum is
an express identification of a casus belli – that is, a statement
that if some specified act is done, then that will be treated as equivalent to
a declaration of war by the acting state.
There are also some more robust –and also more
subtle -- ways of initiating a war. A dramatic demonstration was provided in
1904, by the manner in which the Russo-Japanese War commenced. In this case, there
was an armed action by Japan, in the form of surprise naval attacks on the
Russian fleets at Chemulpo and Port Arthur (present-day Lüshunkou District), on
8 February – with a formal declaration of war only being issued by Japan two
days afterwards, on 10 February.
The Russians, not surprisingly,
denounced the Japanese operation as an act of treachery. In more technical
legal terms, it would best be characterised as an armed attack by Japan against
Russia at a time when the two countries were at peace – and, as such, an
unlawful act of aggression rather than a “normal” belligerent operation. The
renowned Russian international lawyer F. F. de Martens put this case, with
support from some French writers.
The Japanese vigorously disagreed
with this characterisation. Their contention was that it was clear, from the
context, that the two countries were already at war at the time of the Japanese
naval attacks. Negotiations between the two countries, over a variety of
issues, had been in progress for some time but had irretrievably (in Japan’s
view) broken down. Specifically, on 6 February 1904, Japan had notified Russia
that because of that country’s obstinate refusal to negotiate in good faith
over the relevant issues, the Japanese government had elected “to terminate the
futile negotiations.” Crucially, the Japanese immediately went on to “reserve
to themselves the right to take such independent action as they may deem best
to consolidate and defend their menaced position as well as to protect the
acquired rights and legitimate interests of the [Japanese] Empire.” Japan’s
position was that this statement, together with the circumstances surrounding it,
amounted to a clear indication that the two countries were no longer at peace –
i.e., that a state of war was now in force, and that it was up to each side to
take precautions against attacks by the other as best it could.
In international legal writing in the 19th Century,
there was some dispute as to the necessity of issuing a formal declaration of
war prior to attacking. And in state practice, declarations of war had gone in
and out of favor over the centuries. There was virtual unanimity, though, that
international law did not prescribe any particular form for a declaration of
war. On that basis, some writers, such as the British author Edward Hall,
maintained that an act of hostility – such as a sudden surprise attack -- could
function, in itself, as a declaration of war. The issuing of a prior
statement, he contended, was a mere “empty formality.”
One notable contributor to the debate was the American
international lawyer Amos S. Hershey, of Indiana University, in a book entitled The International Law and Diplomacy of the Russo-Japanese War (1906). He
agreed with the view that the state of peace between Russia and Japan had
already ended prior to the naval attacks. Consequently, Japan’s conduct, from
the legal standpoint, had been “entirely correct.” If the Russians were
surprised by the attacks on them, that was simply a case of “culpable
negligence” on their part.
The matter was shortly afterwards revisited, at the
Second Hague Peace Conference of 1907 (at which Martens was a leading figure).
There was a