International Judicial Monitor
Published by the International Judicial Academy, Washington, D.C., with assistance from the
American Society of International Law

Fall 2015/Winter 2016 Issue
 

Historic Moments in International Law

 

We Are at War – Or Are We?

Stephen C. NeffBy: Stephen  C.  Neff, Reader in Law – Public International Law, University of Edinburgh Law School

One of the hoariest sayings in the international law and politics business is that peace is to be regarded as the normal state of affairs, and war as exceptional.  This in turn has led to an insistence that there be some kind of clear marking of the transition between a state of peace and a state of war.  Count on Gustave Flaubert to come up with le mot juste (as the French would say).  “Hostilities,” he remarked, “are like oysters, they have to be opened.”

The trouble is, that there are various ways of opening hostilities (and, no doubt, oysters too).  The most obvious is the issuing of a declaration of war.  In close second place is the issuing of an ultimatum, setting out conditions which must be met by a specified time – and failing which, a state of war will automatically ensue.  A sort of inverse ultimatum is an express identification of a casus belli – that is, a statement that if some specified act is done, then that will be treated as equivalent to a declaration of war by the acting state.

There are also some more robust –and also more subtle -- ways of initiating a war.  A dramatic demonstration was provided in 1904, by the manner in which the Russo-Japanese War commenced.  In this case, there was an armed action by Japan, in the form of surprise naval attacks on the Russian fleets at Chemulpo and Port Arthur (present-day Lüshunkou District), on 8 February – with a formal declaration of war only being issued by Japan two days afterwards, on 10 February.

The Russians, not surprisingly, denounced the Japanese operation as an act of treachery.  In more technical legal terms, it would best be characterised as an armed attack by Japan against Russia at a time when the two countries were at peace – and, as such, an unlawful act of aggression rather than a “normal” belligerent operation.  The renowned Russian international lawyer F. F. de Martens put this case, with support from some French writers.

The Japanese vigorously disagreed with this characterisation.  Their contention was that it was clear, from the context, that the two countries were already at war at the time of the Japanese naval attacks.  Negotiations between the two countries, over a variety of issues, had been in progress for some time but had irretrievably (in Japan’s view) broken down.  Specifically, on 6 February 1904, Japan had notified Russia that because of that country’s obstinate refusal to negotiate in good faith over the relevant issues, the Japanese government had elected “to terminate the futile negotiations.”  Crucially, the Japanese immediately went on to “reserve to themselves the right to take such independent action as they may deem best to consolidate and defend their menaced position as well as to protect the acquired rights and legitimate interests of the [Japanese] Empire.”  Japan’s position was that this statement, together with the circumstances surrounding it, amounted to a clear indication that the two countries were no longer at peace – i.e., that a state of war was now in force, and that it was up to each side to take precautions against attacks by the other as best it could.

In international legal writing in the 19th Century, there was some dispute as to the necessity of issuing a formal declaration of war prior to attacking.  And in state practice, declarations of war had gone in and out of favor over the centuries.  There was virtual unanimity, though, that international law did not prescribe any particular form for a declaration of war.  On that basis, some writers, such as the British author Edward Hall, maintained that an act of hostility – such as a sudden surprise attack -- could function, in itself, as a declaration of war.  The issuing of a prior statement, he contended, was a mere “empty formality.”

One notable contributor to the debate was the American international lawyer Amos S. Hershey, of Indiana University, in a book entitled The International Law and Diplomacy of the Russo-Japanese War (1906).  He agreed with the view that the state of peace between Russia and Japan had already ended prior to the naval attacks.  Consequently, Japan’s conduct, from the legal standpoint, had been “entirely correct.”  If the Russians were surprised by the attacks on them, that was simply a case of “culpable negligence” on their part.

The matter was shortly afterwards revisited, at the Second Hague Peace Conference of 1907 (at which Martens was a leading figure).  There was a

 

widespread view that some clarification in the law on the matter of the commencement of wars was called for.  But that easier said than accomplished. Various proposals were put forward.  One, by the Netherlands, would have imposed a requirement of a twenty-four-hour warning prior to the launching of any attack.  But the major powers – except for Russia – were opposed to that idea.  There was agreement, though, that, in the future, some kind of formal act should be required at the commencement of a war.  This idea was embodied in a Convention on the Opening of Hostilities.  The basic requirement was that “hostilities” now had to be preceded by a “previous and explicit warning,” which could take either of two forms: “a reasoned declaration of war” or “an ultimatum with conditional declaration of war.”

It cannot be said, however, that the Hague Convention was very successful in dealing with the issue.  For one thing, it left open the possibility that a declaration of war could be promulgated, with an attack then following immediately.  In material terms, this would hardly be distinguishable from an outright surprise attack.

Another difficulty with the Convention was that it was generally agreed that states retained the power to inaugurate wars without a declaration (or ultimatum), even if they no longer had the right to do so.  In other words, beginning a war in the Japanese fashion would now become a wrongful act (for parties to the Convention), but it would not actually prevent a state of war from existing.  It would merely subject the attacking state to some appropriate form of reparation to the defending one.

The problem of surprise attacks returned, with a vengeance, on 7 December 1941, when Japan attacked the American Pacific fleet at Pearl Harbor.  In this case too, negotiations had been in progress for some time – and had effectively broken down.  The previous day, 6 December, the American government had received Japan’s rejection of a set of peace proposals.  The reaction of President Franklin Roosevelt, to his close adviser Harry Hopkins, was that “[t]his means war.”

Interestingly, Hopkins immediately suggested that, since peaceful relations between the two countries were now over, the United States should attack first, to achieve the advantage of surprise.  Roosevelt demurred.  “No, we can’t do that,” he insisted.  “We are a democracy and a peaceful people.”  In taking this stand, Roosevelt was well aware that Japan was being left free to strike the first blow.  The time and place of that blow came as a surprise, but it can hardly be said that an attack of some kind was unexpected.

The question of the lawfulness of the Pearl Harbor attack in the light of the Hague Convention was raised in the Tokyo War Crimes Trials which followed World War II.  One of the counts alleged that the Pearl Harbor operation constituted treacherous killing by virtue of its having been launched in breach of the Hague Convention.  The prosecution contention was that killing done in the course of a violation of the Convention could not be regarded as a true belligerent action, but instead must be murder.  Seventeen of the defendants were indicted on that count.  The charge, however, was, in effect, dismissed by the tribunal, in favor of a more general charge of waging aggressive war against the United States.  As a result, there was no explicit ruling on the lawfulness of the Pearl Harbor attack per se.

For a perceptive discussion of this issue (and many more), interested readers should consult the fine book by Neil Boister and Robert Cryer, The Tokyo International Military Tribunal:  A Reappraisal (2008).  They take the view that the murder charges were misguided and therefore were correctly dispensed with – i.e., that the Pearl Harbor attack was a belligerent operation, involving secrecy rather than perfidy, notwithstanding that the war itself was, on the whole, an unlawful war of aggression.  But there continues to be room for dispute as to whether a state of war was actually in place prior to the actual attack, or whether the attack itself counted as a declaration of war, in the manner proposed by Hall.

The upshot is that attempts to guarantee that a razor-sharp line can be drawn between a state of war and a state of peace cannot be said to have succeeded.  There was always some scope left for fuzziness.  Since 1945, even the attempts at drawing such a line have been abandoned.  Declarations have war have gone largely – if not quite entirely – out of fashion.  In addition, the very idea of a state of war has lost its once-powerful grip on international lawyers and statesmen.  A world without states of war sounds, at first instance, like a blissfully peaceful one.  But alas, as we know all too well, that is not a fair description of the condition of our troubled planet.

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