International Judicial Monitor
Published by the International Judicial Academy, Washington, D.C., with assistance from the
American Society of International Law

Fall 2014 Issue
 

Global Judicial PERSPECTIVe

A New International Convention on Crimes Against Humanity

Richard J. Goldstone

By: Richard A. Goldstone, Former Justice, Constitutional Court of South Africa, First Chief Prosecutor of the International Criminal Tribunal for Yugoslavia, and Regular Columnist, International Judicial Monitor

The greatest challenge faced in the prosecution of massive war crimes is presented by the substantial number of perpetrators involved in their commission. During the 20th Century international lawyers developed new strategies to meet this problem. There are, for example, the doctrines of command responsibility and joint criminal enterprise. As far as the crimes themselves are concerned there is genocide, war crimes and crimes against humanity. There are conventions that define and criminalise the first two, respectively the Genocide Convention of 1948 and the Geneva Conventions of 1949. However, there is no international convention on crimes against humanity.

Behind the concept of crimes against humanity is the idea that some massive and heinous crimes are so egregious that they are deemed to have been committed not only against the immediate victims but against all of humankind. They are regarded as international crimes. Thus crimes against humanity were to be found within the jurisdiction of the Nuremberg and Tokyo trials after World War II as also, more recently, in the statutes of the United Nations International War crimes Tribunals for the former Yugoslavia and Rwanda and in those for the hybrid criminal tribunals were established for Sierra Leone, Cambodia and Lebanon. Their definition was substantially expanded in the Rome Statute for the International Criminal Court.

In 2008, Professor Leila Nadya Sadat, of the Washington University School of Law in St. Louis, established an initiative to study the need for and draft an international treaty to provide for the prevention and punishment of crimes against humanity. The has been overseen by a seven-member steering committee chaired by Professor Sadat. I am privileged to be a member of the committee that also includes Ambassador Hans Corell, who frequently contributes to this on-line journal.

The committee has worked with some 250 international scholars and has produced a Proposed International Convention on the Punishment and Prevention of Crimes Against Humanity. Professor M. Cherif Bassiouni, of DePaul University College of Law played a leading role in producing the draft.  It has been translated into Arabic, Chinese, German, Russian and Spanish. As was noted by Hans Corell: “Crimes against humanity are widespread and represent one of the most serious crimes under international criminal law. Therefore, they simply must be addressed in a specific convention in the same manner as genocide and war crimes”

The committee was delighted when the United Nations International Law Commission decided to add the elaboration of a treaty on “crimes against humanity” to its long-term work program. The ILC was established by the United Nations General Assembly in 1948, and tasked with promoting the progressive development of international law and its codification. This decision by the ILC is a critical step toward the adoption of an international treaty to punish and prevent crimes against humanity. As was noted by Professor Sean Murphy, a member of the International Law Commission and a professor of law at The George Washington School of Law, “a global convention on crimes against humanity appears to be a key missing piece in the current framework of international humanitarian law, international criminal law, and human rights law.”

 

On May 16-17, 2014, forty experts, including twenty members of the ILC, met in Geneva for a conference called “Fulfilling the Dictates of Public Conscience: Moving Forward with a Convention on Crimes Against Humanity”. At the outset, it was observed that the commission of crimes against humanity was on the increase in many regions of the world. This made a new treaty a matter of some urgency and was a reason for the ILC to move the topic to its active agenda and to appoint a Special Rapporteur.

During the two-day meeting varying levels of support were expressed by those present. Some were of the view that it was urgently required while others expressed doubts regarding the need for a new convention and the political feasibility of States accepting such a new convention.

Many aspects of the Proposed Convention were discussed. In the view of this writer, the following were amongst the most pertinent. The lack of jurisdiction of the International Court of Justice was raised in support of a new convention. As emerged from the 2007 judgment in the case of Bosnia-Herzegovina v Serbia & Montenegro the Court was limited, in its consideration of the facts, to the crime of genocide. For that reason serious crimes against humanity effectively fell away. A new convention could allow for a stronger international response.

A new convention would encourage States to incorporate crimes against humanity in their domestic legislation. Some States that have ratified the Rome Statute have already done so. A new Convention would encourage similar legislation from States that have remained outside the Rome Statute and the International Criminal Court. It would also encourage all states party to a new convention to utilize in their domestic courts the substantial body of law on the topic that has come our of the ad hoc and hybrid tribunals as well as the International Criminal Court.

One of the important  advantages of the Proposed Convention is the provision for inter-state cooperation on prosecutions for crimes against humanity. This would include cooperation on evidentiary questions and extradition. In this way prosecutions for crimes against humanity would be expanded beyond the States that have ratified the Rome Statute without imposing any additional obligation to ratify it. It was noted that only 52 States Parties to the Rome Statute have domestic legislation providing for inter-state cooperation on serious international crimes. A new convention would be calculated to encourage more states to follow suit. The Proposed Convention contains a general obligation of state cooperation and in its annexes there are detailed cooperation procedures for such cooperation.

It was emphasized at the conference that the Proposed Convention was essentially complementary to the Rome Statute. Importantly, the definition it incorporates makes no substantial change from that contained in the Rome Statute. A different definition could fragment the law and in that weaken its universal application. Whist on the topic of universality, some participants at the conference stressed the importance of the inclusion of a provision on universal jurisdiction and that States should be obliged to exercise it whether as an obligation of permissively.

The level of enthusiasm at the conference for the Proposed Convention is encouraging and justifies optimism that the ILC will include the topic on its active agenda. It is hoped that the topic will attract the attention of governments that are concerned about the prevention and prosecution of crimes against humanity.

ASIl & International Judicial AcademyInternational Judicial Monitor
© 2014 – The International Judicial Academy
with assistance from the American Society of International Law.

Editor: James G. Apple.
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