By: Mohammad Hadi Zakerhossein, Ph.D. Researcher, Tilburg University, The Netherlands
The autumn
2016 was the end of the honeymoon in the relationship between Africa and the
International Criminal Court (the ICC/Court). South Africa, Burundi, and later,
Gambia expressed their intentions to put an end to their membership to the ICC.
The wave of withdrawals from the Rome Statute has led to the legitimacy crisis
for the Court; the Court is losing its old partners in Africa. The present
confrontation originates from the arrest warrants against the president of
Sudan, Omar Hassan Al-Bashir, issued by the Pre-Trial Chamber of the Court in
2009 and 2010 respectively.
These
challenging decisions were a turning point in the mutual affairs between the continent
and the Court. Upon the issuance of the arrest warrant against Al-Bashir, the
African Union in July 2009 passed a resolution stating that “the AU member
states shall not cooperate pursuant to the provisions of Article 98 of the Rome
Statute of the ICC relating to immunities for the arrest and surrender of
Sudanese President Omar al Bashir to the ICC”. Based on this generous and firm
support, Al-Bashir started a campaign to prove the invalidity of the warrants
in the continent and to show his power and legitimacy therein. Nonetheless, the
Court did not retreat. To the contrary, the Court persisted on the validity of
warrants and on the obligation to implement them.
The ICC
has demanded all African states that host Al-Bashir to implement the warrants
issued against him by arresting and surrendering the wanted president of Sudan
who is accused of the commission of war crimes, crimes against humanity and
genocide. However, the Court’s requests have constantly rejected by the African
states. Legally
speaking, the cost of failure to cooperate with the Court sounds considerable:
finding of non-compliance by the host states. So far, Malawi (2011), Chad
(2013), Nigeria (2013), Congo (2014), Uganda (2016) and Djibouti (2016) have
confronted the Court by failing to cooperate in arresting Al-Bashir when the
President visited their countries. Non-compliance of these countries were
reported and referred to the Assembly of States Parties of the Court and the
Security Council of the United Nations as the organ had originally referred the
situation in Darfur, Sudan to the Prosecutor of the Court.
It should
be noted that the relevant organs have not taken any measure with regard to the
findings yet. However, the case of South Africa faced a different fate.
Although the Court has not determined the non-compliance of South Africa yet, the conflicting interpretation on
the issue of immunities before the International Criminal Court triggered the
withdrawal of South Africa from the Rome Statute in 2016. In the summer 2015,
Omar Al-Bashir visited South Africa to attend an African Union summit in Johannesburg.
Bashir’s visit put South Africa in serious trouble with the Court and with its
judiciary at the domestic level. South Africa as a member to the ICC, had an
obligation to implement the arrest warrant issued against Al-Bashir. Although
the high court of South Sudan had barred Al-Bashir from leaving the country,
thanks to the South African government’s assistance, Al-Bashir avoided arrest.
Later, the South African court called the failure of the government
‘disgraceful’. The government of South Africa, like the aforementioned African
countries, was not in agreement with the Court that it is under an evident
obligation to cooperate with the Court in arresting and surrendering Al-Bashir.
Indeed, the tension between Africa and the Court arose from a difference in
legal interpretation of the scope of immunities.
The ICC
does not enjoy universal jurisdiction. To exercise its jurisdiction over the
most serious crimes of concern to the international community, namely crimes
against humanity, war crimes and genocide, there should be some preconditions.
The ICC crimes may be investigated and prosecuted only if those crimes are
committed on the territory of a State Party to the Court or by its nationals.
The Court is a treaty-based international organization and its jurisdiction
does not extend beyond its members.
Regarding
the personal jurisdiction, the Court may exercise its jurisdiction over all
perpetrators committing a crime on the territory of a State Party, regardless
of their nationality or over all perpetrators of a nationality from a State
Party, regardless of the location of crimes. There is no more restriction as to
the personal jurisdiction, except for age. The Court has no jurisdiction over
children under 18. However, there is no distinction among all other persons
based on their official capacity. Indeed, Article 27 (1) of the Rome Statute
explicitly invalidates the official capacity as a substantive defense before
the Court. Being a head of state is not an excuse to commit the core crimes.
All perpetrators of the core crimes are individually responsible for their
criminal behavior even if they occupy high positions at the domestic level.
This substantive rule has a procedural aspect and that is
the issue of immunity. Personal immunities as a customary rule in international
law bar foreign states from prosecuting people in high positions of power from
another state. This kind of
immunity stems from the official capacity and status of a person. In the words of the International Court of Justice
(ICJ) judges, ‘immunities are granted to high State officials to guarantee the
proper functioning of the network of mutual inter-State relations, which is of
paramount importance for a well-ordered and harmonious international system’.
However, personal immunity is not a procedural immunity forever. Heads of
states and officials are immune from criminal prosecution as long as they
remain in office. Therefore, after leaving the power they may be prosecuted for
the crimes they committed when they were in power.
Here, a
question arises. Are immunities valid before international criminal tribunals?
It is clear that this rule is rooted in inter-state relationships. However, in
the criminal tribunals era is the rule untouched? Or has it been adapted?
Article 27(2) of the Rome Statute provides an answer. It states “Immunities or
special procedural rules which may attach to the official capacity of a person,
whether under national or international law, shall not bar the Court from exercising
its jurisdiction over such a person”. It means that there is no immunity before
the ICC. This position is consistent with the rule established by the
International Court of Justice in the famous ‘Arrest Warrant case’ (2002)
following the application filed by the Democratic Republic of the Congo
instituting proceedings against the Kingdom of Belgium, in respect of a dispute
concerning an international arrest warrant issued on 11 April 2000 by
a Belgian investigating judge against the Minister for Foreign Affairs in
office of the Congo. In that case, the ICJ made a distinction in the
applicability of immunities based on the nature of court that prosecute the
officials. Regarding the international tribunals, the Court stated “an
inurnment or former Minister for Foreign Affairs may be subject to criminal
proceedings before certain international criminal courts, where they have
jurisdiction”. Article 27(2) maintains the same reasoning. However, the ICJ did
not reject the applicability of immunities before the national jurisdictions.
The ICJ explicitly stated that even in case of international crimes there is no
exception.
Given
Article 27(2) of the Rome Statute and its background before the ICJ, one can
ask whether the Court can request a State Party to implement an arrest warrant
issued by the Court against a person who enjoys immunities. Article 98 of the
Rome Statute answers ‘no’ by saying that “the Court may not proceed with a
request for surrender or assistance which would require the requested State to
act inconsistently with its obligations under international law with respect to
the State or diplomatic immunity of a person or property of a third State,
unless the Court can first obtain the cooperation of that third State for the
waiver of the immunity”. Therefore, why did the Court issue two arrest
warrants against Omar Al-Bashir as the acting president of Sudan, thus
requesting all its members to implement them?